Apply for Compliance Analys-Job in sromobazar.com

Job Title :Compliance Analyst

Description/Responsibilities :

• Perform pre and post trade compliance monitoring for fixed income commingled funds, separate accounts, and registered funds;
• Read and interpret Investment Guidelines (Prospectuses, SAI?s and IMA?s);
• Assist with client inquiries and requests for information;
• Identify, log and resolve compliance breaches;
• Assist with ad hoc projects.
•Analyze compliance breach trends and identify root causes;

Qualifications :

• Bachelor\'s degree in Finance, Accounting or Economics is preferred.
• 3-5 years industry experience, compliance experience is a plus.
• Demonstrated communication and interpersonal skills. Demonstrated organizational skills.
• Strong analytical skills.
• Attention to detail.
• Ability to work independently and collaboratively.
• Proficient in Microsoft Word and Excel.
• Knowledge of the Investment Company Act of 1940 and/or ERISA is a plus.
• Knowledge of Bloomberg and Sentinel compliance systems is a plus.
• Knowledge of Investment Operations and/or Fund Administration is a plus.



Job Summary :

Experience : 3 to 5 years
Salary : Negotiable
Vacancy : 1
Job Provider : State Street
Job Mode : Full Time
Deadline : 22-07-2011
Job Location : United States